The Regulation Factory
The Regulation Factory
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The Regulations

At The Regulation Factory, our focus is on compliance with financial services laws and regulations in Canada. As we grow and expand, we will produce products and services related to other geographies and industries. 


If you have a need outside of these focus areas, connect with us and lets find out how we can help.

The Regulation Factory Frameworks

Risk Management Framework

Risk Management Framework

Risk Management Framework

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Compliance Framework

Risk Management Framework

Risk Management Framework

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Assurance Framework

Risk Management Framework

Assurance Framework

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Policy Framework

Risk Management Framework

Assurance Framework

Learn More

The Regulations

AML/CTF

Derivatives & Securities

AML/CTF

Learn More

RPAA

Derivatives & Securities

AML/CTF

Learn more

Privacy & Cybersecurity

Derivatives & Securities

Derivatives & Securities

Learn More

Derivatives & Securities

Derivatives & Securities

Derivatives & Securities

Learn More

Financial Services Licensing

Financial Services Licensing

Financial Services Licensing

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Sanctions

Financial Services Licensing

Financial Services Licensing

Learn More

Bribery & Corruption

Financial Services Licensing

Bribery & Corruption

Learn More

Anti-Spam Law

Financial Services Licensing

Bribery & Corruption

Learn More

Contact Us

Let us know how we can assist you

The Regulation Factory Limited

info@theregulationfactory.com

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