If you are in the financial services, securities, gaming, real estate, or legal industries, there is a good chance that you have obligations under anti-money laundering and counter terrorist financing laws and regulations.
Your obligations can include the development of an AML/CTF Policy, creating and maintaining an AML/CTF Risk Assessment, collecting and verifying information about your clients (KYC, CDD, EDD), and reporting transactions or suspicious behavior.
The Regulation Factory can help you with your AML/CTF needs. We have experience building AML/CTF programs from the bottom up and understand what it takes to comply with regulation without prohibiting sales activities. We make compliance make sense.
Whether you require program development, assurance services, training, or just advice, we are here to help.
Our Self Assessment tool is designed to help you understand your obligations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act. It should help you get a better understanding of what good looks like and give you some ideas on how to improve your AML/CTF Compliance Program.
PCMLTFA Self Assessment Tool (xlsx)
DownloadSign up for updates to our products and services, our newsletter, blogs, and company announcements!
The Regulation Factory Limited
© 2024 The Regulation Factory Limited - All Rights Reserved.