Licensing will depend on the products and services your business offers as well as the jurisdictions that you offer them in. It is important to understand what kind of licensing your business may be subject to and the obligations that are required. Obligations generally fall under a common goal of protecting the public from inappropriate products and services.
Within financial services, licensing requirements generally incorporate capital adequacy requirements, manager suitability and screening, recordkeeping, and consumer protection.
The Regulation factory has experience in licensing in multiple jurisdictions in the financial industry space. Let's have a discussion about your business and your future goals so we can understand how best we can help.
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